02-10-2015 by 
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The Security and Exchange commission has released a Provisional List Of Capital Market Operators That Have Complied With Minimum Capital Requirement In Line With The Deadline set by the regulatory body. The list which is segmented according to functional areas also contains a list of merger applications not yet approved.

Investors are advised to cross check the list to insure that they are dealing with registered advisers, brokers or fund managers.  You can access the list hereProvisional List of CMOs

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